# Dale Carnegie & Associates, INC. 401(k) Plan
Source: https://planprovider.pro/companies/dale-carnegie-associates-inc-131805573-002

> Dale Carnegie & Associates, INC.'s 401(k) plan: 62 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Dale Carnegie & Associates, INC.

- **Sponsor EIN:** 131805573

- **Sponsor Address:** 58 SOUTH SERVICE ROAD, MELVILLE, NY, 11747

- **Plan Type:** 401(k)

- **Plan Number:** 002

- **Total Participants:** 62

- **Total Assets:** $16.1M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|62|$16.1M|$150,307|$691,433|

| 2023|61|$14.8M|$182,466|$595,745|

| 2022|54|$11.4M|$150,000|$562,061|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| CETERA INVESTMENT ADVISERS LLC|Investment Advisor|$38,370|—|$38,370|

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $38,370

- **Estimated Expense Ratio:** 0.238% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$39,383|$38,391|—|—|—|

| 2023|$30,651|$29,726|—|—|—|

| 2022|$29,321|—|—|—|—|

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