# D. E. Shaw & Co., L.P. 401(k) Plan
Source: https://planprovider.pro/companies/d-e-shaw-co-l-p-401k-plan

> D. E. Shaw & Co., L.P.'s 401(k) plan: 1,342 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** D. E. Shaw & Co., L.P.

- **Sponsor EIN:** 133695715

- **Sponsor Address:** TWO MANHATTAN WEST, NEW YORK, NY, 10001

- **Plan Type:** 401(k)

- **Total Participants:** 1,342

- **Total Assets:** $719.2M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|1,342|$719.2M|$13.2M|$38.9M|

| 2023|1,293|$592.2M|$10.9M|$33.9M|

| 2022|1,101|$463.6M|$8.4M|$28.3M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| VANGUARD ADVISORS INC.|NONE|$30,980|—|$30,980|

| ERNST & YOUNG LLP|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [VANGUARD ADVISORS INC.](https://planprovider.pro/provider/the-vanguard-group-inc) — NONE

- [ERNST & YOUNG LLP](https://planprovider.pro/provider/ernst-and-young-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $30,980

- **Estimated Expense Ratio:** 0.004% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$31,855|—|—|—|—|

| 2023|$20,085|—|—|—|—|

| 2022|$16,830|—|—|—|—|

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[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/d-e-shaw-co-l-p-401k-plan)

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