# Ctbc Bank Corp. (Usa) 401(k) Plan
Source: https://planprovider.pro/companies/ctbc-bank-corp-usa-401k-plan

> Ctbc Bank Corp. (Usa)'s 401(k) plan: 378 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Ctbc Bank Corp. (Usa)

- **Sponsor EIN:** 521644565

- **Sponsor Address:** 801 S. FIGUEROA ST., SUITE 2300, LOS ANGELES, CA, 90017

- **Plan Type:** 401(k)

- **Total Participants:** 378

- **Total Assets:** $74.8M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|378|$74.8M|$1.6M|$4.4M|

| 2023|375|$62.3M|$1.6M|$4.5M|

| 2022|364|$49.8M|$1.4M|$3.9M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| FIDELITY INVESTMENTS INSTITUTIONAL|RECORDKEEPER|$5,175|—|$5,175|

| THONG, YU, WONG & LEE, LLP|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [FIDELITY INVESTMENTS INSTITUTIONAL](https://planprovider.pro/provider/fidelity-investments) — RECORDKEEPER

- [THONG, YU, WONG & LEE, LLP](https://planprovider.pro/provider/thong-yu-wong-and-lee-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $5,175

- **Estimated Expense Ratio:** 0.007% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$5,175|—|—|—|—|

| 2023|$5,800|—|—|—|—|

| 2022|$4,825|—|—|—|—|

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