# Credit Suisse Securities Usa LLC 401(k) Plan
Source: https://planprovider.pro/companies/credit-suisse-securities-usa-llc-401k-plan

> Credit Suisse Securities Usa LLC's 401(k) plan: 9 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Credit Suisse Securities Usa LLC

- **Sponsor EIN:** 050546650

- **Sponsor Address:** 11 MADISON AVENUE, FLOOR 8, NEW YORK, NY, 10010

- **Plan Type:** 401(k)

- **Total Participants:** 9

- **Total Assets:** $5.4B

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|9|$5.4B|$24.1M|$58.8M|

| 2023|4,237|$5.2B|$44.5M|$100.6M|

| 2022|6,563|$4.9B|$53.6M|$128.5M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| ALIGHT SOLUTIONS|NONE|$181,692|—|$181,692|

| JOE HUBER|NONE|$100,055|—|$100,055|

| THOMPSON HINE|NONE|$71,513|—|$71,513|

| ERNST & YOUNG LLP|Auditor|$68,744|—|$68,744|

| PRICEWATERHOUSECOOPERS LLP|NONE|$68,744|—|$68,744|

| BUCK CONSULTANTS|NONE|$15,825|—|$15,825|

| MCLAGAN PARTNERS, INC.|NONE|$5,000|—|$5,000|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [ALIGHT SOLUTIONS](https://planprovider.pro/provider/alight-solutions) — NONE

- [THOMPSON HINE](https://planprovider.pro/provider/thompson-hine-llp) — NONE

- [ERNST & YOUNG LLP](https://planprovider.pro/provider/ernst-and-young-llp) — Auditor

- [PRICEWATERHOUSECOOPERS LLP](https://planprovider.pro/provider/pricewaterhousecoopers-llp) — NONE

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $511,573

- **Estimated Expense Ratio:** 0.009% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$332,346|—|$120,880|$68,744|—|

| 2023|$488,977|$105,825|—|$64,702|—|

| 2022|$1,161,547|$222,000|$557,747|—|$150,743|

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