# Collectors Universe, INC. 401(k) Plan
Source: https://planprovider.pro/companies/collectors-universe-inc-401k-plan

> Collectors Universe, INC.'s 401(k) plan: 1,766 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Collectors Universe, INC.

- **Sponsor EIN:** 330846191

- **Sponsor Address:** 1610 E. ST ANDREW PL, SANTA ANA, CA, 92705

- **Plan Type:** 401(k)

- **Total Participants:** 1,766

- **Total Assets:** $43.0M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** Yes

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|1,766|$43.0M|$2.3M|$6.1M|

| 2023|1,685|$31.8M|$1.9M|$5.4M|

| 2022|1,501|$21.2M|$1.5M|$4.2M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| MMA SECURITIES LLC|INVESTMENT ADVISOR|$62,072|—|$62,072|

| EMPOWER ADVISORY GROUP, LLC|INVESTMENT MGMT|$41,300|—|$41,300|

| EMPOWER ANNUITY INSURANCE COMPANY O|RECORDKEEPER|$21,686|—|$21,686|

| CLIFTONLARSONALLEN LLP|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [CLIFTONLARSONALLEN LLP](https://planprovider.pro/provider/cliftonlarsonallen-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $125,058

- **Estimated Expense Ratio:** 0.291% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$125,058|$103,372|—|—|—|

| 2023|$84,203|$70,669|—|—|—|

| 2022|$58,554|$49,354|$9,200|—|—|

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