# Collateral Holdings, LLC 401(k) Plan
Source: https://planprovider.pro/companies/collateral-holdings-llc-401k-plan

> Collateral Holdings, LLC's 401(k) plan: 185 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Collateral Holdings, LLC

- **Sponsor EIN:** 630925217

- **Sponsor Address:** 1900 CRESTWOOD BLVD, BIRMINGHAM, AL, 352102051

- **Plan Type:** 401(k)

- **Total Participants:** 185

- **Total Assets:** $12.5M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|185|$12.5M|$152,077|$306,904|

| 2023|200|$12.1M|$167,495|$310,793|

| 2022|200|$11.3M|$145,959|$311,603|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| THE HIGHLANDS ACCOUNTING GROUP|Auditor|—|—|$0|

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $0

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$37,116|—|$37,116|—|—|

| 2023|$33,145|—|$33,145|—|—|

| 2022|$8,699|—|—|—|—|

## Similar Plans

- [Pinnacle Bank](https://planprovider.pro/companies/pinnacle-bank-plan) — 67 participants

- [Cullman Savings Bank](https://planprovider.pro/companies/cullman-savings-bank-plan-002) — 50 participants

- [Bank Independent](https://planprovider.pro/companies/bank-independent-plan-003) — 583 participants

[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/collateral-holdings-llc-401k-plan)

© 2026 PlanProvider.Pro