# Cmg Mortgage, INC. Dba Cmg Financial 401(k) Plan
Source: https://planprovider.pro/companies/cmg-mortgage-inc-401k-plan

> Cmg Mortgage, INC. Dba Cmg Financial's 401(k) plan: 3,748 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Cmg Mortgage, INC. Dba Cmg Financial

- **Sponsor EIN:** 680309242

- **Sponsor Address:** 3160 CROW CANYON ROAD SUITE 400, SAN RAMON, CA, 94583

- **Plan Type:** 401(k)

- **Total Participants:** 3,748

- **Total Assets:** $163.5M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|3,748|$163.5M|$4.3M|$21.8M|

| 2023|3,015|$120.3M|$3.2M|$15.9M|

| 2022|1,899|$79.8M|$2.6M|$13.0M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| EMPOWER ANNUITY INS. CO. OF AMERICA|RECORDKEEPER|$307,303|—|$307,303|

| EMPOWER ADVISORY GROUP, LLC|INVESTMENT MGMT|$68,857|—|$68,857|

| LEAFHOUSE FINANCIAL ADVISORS,LLC|INVESTMENT ADVISOR|$34,573|—|$34,573|

| FIDELITY INVESTMENTS INSTITUTIONAL|RECORDKEEPER|$31,310|—|$31,310|

| AUDIT AND TAX SOLUTIONS INC|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [FIDELITY INVESTMENTS INSTITUTIONAL](https://planprovider.pro/provider/fidelity-investments) — RECORDKEEPER

- [AUDIT AND TAX SOLUTIONS INC](https://planprovider.pro/provider/audit-and-tax-solutions-cpas-inc) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $442,043

- **Estimated Expense Ratio:** 0.270% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$420,856|$1,138|—|—|—|

| 2023|$355,092|$93,141|—|—|—|

| 2022|$370,466|$97,531|$269,856|—|—|

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[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/cmg-mortgage-inc-401k-plan)

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