# Clare Rose, INC. 401(k) Plan
Source: https://planprovider.pro/companies/clare-rose-inc-401k-plan

> Clare Rose, INC.'s 401(k) plan: 136 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Clare Rose, INC.

- **Sponsor EIN:** 112036262

- **Sponsor Address:** 100 ROSE EXECUTIVE BLVD., EAST YAPHANK, NY, 11967

- **Plan Type:** 401(k)

- **Total Participants:** 136

- **Total Assets:** $22.5M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|136|$22.5M|$740,224|$718,732|

| 2023|126|$25.6M|$798,370|$774,759|

| 2022|194|$22.4M|$804,766|$782,098|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| EMPOWER LIFE & ANNUITY INSURANCE CO|RECORDKEEPER|$84,693|—|$84,693|

| NAWROCKI SMITH LLP|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [NAWROCKI SMITH LLP](https://planprovider.pro/provider/nawrocki-smith-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $84,693

- **Estimated Expense Ratio:** 0.377% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$87,197|$2,504|—|—|—|

| 2023|$102,102|$46|—|—|—|

| 2022|$133,597|$113,677|$16,020|—|—|

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