# Corient Services LLC 401(k) Plan
Source: https://planprovider.pro/companies/cipw-service-co-llc-401k-plan

> Corient Services LLC's 401(k) plan: 1,200 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Corient Services LLC

- **Sponsor EIN:** 873513335

- **Sponsor Address:** 830 BRICKELL PLAZA, MIAMI, FL, 33131

- **Plan Type:** 401(k)

- **Total Participants:** 1,200

- **Total Assets:** $267.2M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** No

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|1,200|$267.2M|$7.7M|$16.6M|

| 2023|1,472|$226.6M|$7.2M|$15.1M|

| 2022|910|$151.6M|$5.6M|$11.6M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| CORRELL CO|RECORD KEEPER|$154,880|—|$154,880|

| ASSURANCE ADVISORY|ADVISOR|$131,492|—|$131,492|

| CHARLES SCHWAB TRUST BANK|SERVICE PROVIDER|—|$64,124|$64,124|

| CORIENT PRIVATE WEALTH LLC|ADVISOR|$18,387|—|$18,387|

| CHARLES SCHWAB & CO., INC.|BROKERAGE|$12,847|—|$12,847|

| DYNASTY WEALTH MANAGEMENT LLC|ADVISOR|$9,344|—|$9,344|

| ERNST & YOUNG|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [CHARLES SCHWAB TRUST BANK](https://planprovider.pro/provider/charles-schwab-and-co-inc) — SERVICE PROVIDER

- [CORIENT PRIVATE WEALTH LLC](https://planprovider.pro/provider/creative-planning) — ADVISOR

- [CHARLES SCHWAB & CO., INC.](https://planprovider.pro/provider/charles-schwab-and-co-inc) — BROKERAGE

- [ERNST & YOUNG](https://planprovider.pro/provider/ernst-and-young-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $391,074

- **Estimated Expense Ratio:** 0.146% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$286,371|$286,371|—|—|—|

| 2023|$251,186|$112,460|—|—|—|

| 2022|$155,350|$66,869|—|—|$78,269|

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