# Charter Brokerage, LLC 401(k) Plan
Source: https://planprovider.pro/companies/charter-brokerage-llc-plan-004

> Charter Brokerage, LLC's 401(k) plan: 168 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Charter Brokerage, LLC

- **Sponsor EIN:** 050562792

- **Sponsor Address:** 383 MAIN AVENUE, SUITE 400, NORWALK, CT, 06851

- **Plan Type:** 401(k)

- **Total Participants:** 168

- **Total Assets:** $31.4M

## Key Plan Design Features

- **Auto-Enrollment:** No

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** Yes

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|168|$31.4M|$1.5M|$1.3M|

| 2023|173|$27.8M|$1.4M|$1.2M|

| 2022|162|$23.0M|$1.3M|$1.1M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| REHMANN ROBSON LLC|Auditor|—|—|$0|

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $0

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$91,271|—|$91,271|—|—|

| 2023|$76,061|$2|$76,059|—|—|

| 2022|$71,425|$93|$65,929|—|—|

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