# Certified Collectibles Group, LLC 401(k) Plan
Source: https://planprovider.pro/companies/certified-collectibles-group-llc-401k-plan

> Certified Collectibles Group, LLC's 401(k) plan: 680 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Certified Collectibles Group, LLC

- **Sponsor EIN:** 223716431

- **Sponsor Address:** 5501 COMMUNICATIONS PARKWAY, SARASOTA, FL, 342408474

- **Plan Type:** 401(k)

- **Total Participants:** 680

- **Total Assets:** $28.9M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** Yes

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|680|$28.9M|$1.1M|$1.9M|

| 2023|578|$22.1M|$894,868|$1.7M|

| 2022|707|$20.9M|$691,410|$1.4M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| MERRILL LYNCH PIERCE FENNER & SMITH|INVESTMENT ADVISOR|$40,390|—|$40,390|

| EMPOWER ADVISORY GROUP, LLC|INVESTMENT MGMT|$6,112|—|$6,112|

| NISIVOCCIA LLP|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [NISIVOCCIA LLP](https://planprovider.pro/provider/nisivoccia-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $46,502

- **Estimated Expense Ratio:** 0.161% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$46,502|$46,502|—|—|—|

| 2023|$114,374|$38,185|$1,905|—|—|

| 2022|$73,103|$73,103|—|—|—|

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