# Celtic Bank Corporation 401(k) Plan
Source: https://planprovider.pro/companies/celtic-bank-corporation-401k-plan

> Celtic Bank Corporation's 401(k) plan: 370 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Celtic Bank Corporation

- **Sponsor EIN:** 870662267

- **Sponsor Address:** 268 SOUTH STATE STREET, SALT LAKE CITY, UT, 84111

- **Plan Type:** 401(k)

- **Total Participants:** 370

- **Total Assets:** $32.7M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|370|$32.7M|$1.1M|$3.2M|

| 2023|308|$26.3M|$749,600|$2.7M|

| 2022|306|$19.5M|$893,696|$2.4M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| FIDELITY INVESTMENTS INSTITUTIONAL|RECORDKEEPER|$64,816|—|$64,816|

| STRATEGIC ADVISORS, INC.|ADVISOR|$7,269|—|$7,269|

| TRAVELLER AND COMPANY, LLC|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [FIDELITY INVESTMENTS INSTITUTIONAL](https://planprovider.pro/provider/fidelity-investments) — RECORDKEEPER

- [STRATEGIC ADVISORS, INC.](https://planprovider.pro/provider/creative-planning) — ADVISOR

- [TRAVELLER AND COMPANY, LLC](https://planprovider.pro/provider/traveller-and-company-llc) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $72,085

- **Estimated Expense Ratio:** 0.220% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$72,085|$7,269|—|—|—|

| 2023|$68,329|$10,143|—|—|—|

| 2022|$67,057|$12,368|—|—|—|

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