# Cato Institute 401(k) Plan
Source: https://planprovider.pro/companies/cato-institute-401k-plan

> Cato Institute's 401(k) plan: 203 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Cato Institute

- **Sponsor EIN:** 237432162

- **Sponsor Address:** 1000 MASSACHUSETTS AVE NW, WASHINGTON, DC, 20001

- **Plan Type:** 401(k)

- **Total Participants:** 203

- **Total Assets:** $40.3M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|203|$40.3M|$959,286|$1.6M|

| 2023|187|$36.9M|$870,028|$1.4M|

| 2022|179|$30.9M|$857,286|$1.3M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| EMPOWER ANNUITY INSURANCE COMPANY|RECORDKEEPER|$52,609|—|$52,609|

| KESTRA INVESTMENT SERVICES LLC|BROKER/ADVISER|—|$36,578|$36,578|

| EMPOWER ADVISORY GROUP, LLC|INVESTMENT MGMT|$14,416|—|$14,416|

| APRIO, LLP|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [APRIO, LLP](https://planprovider.pro/provider/aprio-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $103,603

- **Estimated Expense Ratio:** 0.257% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$67,025|$14,416|—|—|—|

| 2023|$64,720|$11,038|—|—|—|

| 2022|$68,965|$12,333|$56,632|—|—|

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