# Cathay General Bancorp 401(k) Plan
Source: https://planprovider.pro/companies/cathay-general-bancorp-401k-plan

> Cathay General Bancorp's 401(k) plan: 1,184 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Cathay General Bancorp

- **Sponsor EIN:** 954274680

- **Sponsor Address:** 9650 FLAIR DR., EL MONTE, CA, 91731

- **Plan Type:** 401(k)

- **Total Participants:** 1,184

- **Total Assets:** $259.6M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|1,184|$259.6M|$4.3M|$10.9M|

| 2023|1,183|$228.9M|$4.4M|$10.4M|

| 2022|1,104|$192.0M|$4.0M|$9.7M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| BENEFIT FINANCIAL SERVICE|NONE|$289,728|—|$289,728|

| SCHWAB RETIREMENT PLAN SERVICES,INC|NONE|$36,782|—|$36,782|

| FARBER HASS HURLEY LLP|NONE|$15,000|—|$15,000|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [BENEFIT FINANCIAL SERVICE](https://planprovider.pro/provider/benefit-financial-services-group) — NONE

- [SCHWAB RETIREMENT PLAN SERVICES,INC](https://planprovider.pro/provider/charles-schwab-and-co-inc) — NONE

- [FARBER HASS HURLEY LLP](https://planprovider.pro/provider/farber-hass-hurley-llp) — NONE

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $341,510

- **Estimated Expense Ratio:** 0.132% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$341,660|$320,659|$8,000|$7,000|—|

| 2023|$168,937|$164,262|$500|—|—|

| 2022|$219,724|$207,027|—|—|—|

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[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/cathay-general-bancorp-401k-plan)

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