# Caterpillar INC. DB Plan
Source: https://planprovider.pro/companies/caterpillar-inc-plan-002

> Caterpillar INC.'s DB plan: 11,025 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Caterpillar INC.

- **Sponsor EIN:** 370602744

- **Sponsor Address:** 5205 N.O'CONNOR BOULEVARD, IRVING, TX, 75039

- **Plan Type:** DB

- **Total Participants:** 11,025

- **Total Assets:** $9.2B

## Key Plan Design Features

- **Auto-Enrollment:** No

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** No

- **ERISA Section 404(c) Fiduciary Safe Harbor:** No

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|11,025|$9.2B|$0|$0|

| 2023|11,616|$9.8B|$0|$0|

| 2022|12,211|$9.5B|$0|$0|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| ALIGHT SOLUTIONS|NONE|$1,553,106|—|$1,553,106|

| STRATEGIC BENEFIT ADVISORS|NONE|$834,635|—|$834,635|

| PRICEWATERHOUSECOOPERS LLP|NONE|$66,300|—|$66,300|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [ALIGHT SOLUTIONS](https://planprovider.pro/provider/alight-solutions) — NONE

- [PRICEWATERHOUSECOOPERS LLP](https://planprovider.pro/provider/pricewaterhousecoopers-llp) — NONE

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $2,454,041

- **Estimated Expense Ratio:** 0.027% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$6,409,694|—|$838,156|$66,300|—|

| 2023|$6,378,659|—|$714,810|$65,909|—|

| 2022|$5,999,538|—|$1,769,814|—|$605,794|

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