# Caterpillar INC. Health & Welfare Plan
Source: https://planprovider.pro/companies/caterpillar-inc-370602744-542

> Caterpillar INC.'s Health & Welfare plan: 0 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Caterpillar INC.

- **Sponsor EIN:** 370602744

- **Sponsor Address:** 5205 N. O'CONNOR BOULEVARD, IRVING, TX, 75039

- **Plan Type:** Health & Welfare

- **Plan Number:** 542

- **Total Participants:** 0

- **Total Assets:** $17.6M

## Key Plan Design Features

- **Auto-Enrollment:** No

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** No

- **ERISA Section 404(c) Fiduciary Safe Harbor:** No

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|0|$17.6M|$11.8M|$36.6M|

| 2023|0|$74.4M|$113.8M|$34.3M|

| 2022|0|$23.3M|$0|$0|

| 2021|0|$17.7M|$0|$0|

| 2020|0|$66.7M|$0|$0|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| BSWIFT LLC|Other Service Provider|$3,193,724|—|$3,193,724|

| BLUE CROSS BLUE SHIELD OF ILLINOIS|Other Service Provider|$467,967|—|$467,967|

| CIGNA HEALTH AND LIFE INS CO|Other Service Provider|$219,804|—|$219,804|

| UNITED HEALTH CARE INS SRVCS INC|Other Service Provider|$131,952|—|$131,952|

| VSP|Other Service Provider|$37,196|—|$37,196|

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $4,050,643

- **Estimated Expense Ratio:** 22.996% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$4,050,643|—|$4,050,643|—|—|

| 2023|$4,331,062|—|$4,331,062|—|—|

| 2022|$121,328,802|—|$1,262,886|—|—|

| 2021|$127,577,211|—|$1,363,848|—|—|

| 2020|$131,893,133|—|$1,367,926|—|—|

## Similar Plans

- [Caterpillar INC.](https://planprovider.pro/companies/caterpillar-inc-401k-plan-035) — 59,937 participants

- [Caterpillar INC.](https://planprovider.pro/companies/caterpillar-inc-plan-002) — 11,025 participants

- [Caterpillar INC.](https://planprovider.pro/companies/caterpillar-inc-401k-plan-033) — 9,341 participants

- [Alamo Group INC.](https://planprovider.pro/companies/alamo-group-inc-401k-plan) — 2,157 participants

- [Caterpillar INC.](https://planprovider.pro/companies/caterpillar-inc-plan-001) — 1,630 participants

- [Cactus Wellhead, LLC](https://planprovider.pro/companies/cactus-wellhead-llc-401k-plan) — 1,492 participants

[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/caterpillar-inc-370602744-542)

© 2026 PlanProvider.Pro