# Caterpillar INC. Health & Welfare Plan
Source: https://planprovider.pro/companies/caterpillar-inc-370602744-501

> Caterpillar INC.'s Health & Welfare plan: 0 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Caterpillar INC.

- **Sponsor EIN:** 370602744

- **Sponsor Address:** 5205 N. O'CONNOR BOULEVARD, IRVING, TX, 75039

- **Plan Type:** Health & Welfare

- **Plan Number:** 501

- **Total Participants:** 0

- **Total Assets:** $104.3M

## Key Plan Design Features

- **Auto-Enrollment:** No

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** No

- **ERISA Section 404(c) Fiduciary Safe Harbor:** No

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|0|$104.3M|$131.9M|$11.1M|

| 2023|0|$111.8M|$132.3M|$11.3M|

| 2022|0|$116.8M|$0|$0|

| 2021|0|$156.2M|$0|$0|

| 2020|0|$125.8M|$0|$0|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| BSWIFT LLC|Other Service Provider|$99,879|—|$99,879|

| BLUE CROSS BLUE SHIELD OF ILLINOIS|Other Service Provider|$53,160|—|$53,160|

| UNITED HEALTH CARE INS SRVCS INC|Other Service Provider|$22,767|—|$22,767|

| CIGNA HEALTH AND LIFE INS CO|Other Service Provider|$9,923|—|$9,923|

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $185,729

- **Estimated Expense Ratio:** 0.178% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$187,718|—|$187,718|—|—|

| 2023|$215,445|—|$215,445|—|—|

| 2022|$156,608,975|—|$217,116|—|—|

| 2021|$163,774,240|—|$272,775|—|—|

| 2020|$166,935,717|—|$325,384|—|—|

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