# Catawba Indian Nation 401(k) Plan
Source: https://planprovider.pro/companies/catawba-indian-nation-401k-plan

> Catawba Indian Nation's 401(k) plan: 198 participants, plan year 2023 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2023.

## Plan Snapshot

- **Plan Sponsor:** Catawba Indian Nation

- **Sponsor EIN:** 571001665

- **Sponsor Address:** 996 AVENUE OF THE NATIONS, ROCK HILL, SC, 29730

- **Plan Type:** 401(k)

- **Total Participants:** 198

- **Total Assets:** $1.3M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2023|198|$1.3M|$197,952|$310,027|

| 2022|149|$722,952|$127,972|$208,411|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| AMERICAN UNITED LIFE INSURANCE CO|NONE|$424|$24,620|$25,044|

| SCOTT AND COMPANY, LLC|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [SCOTT AND COMPANY, LLC](https://planprovider.pro/provider/scott-and-company-llc) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $25,044

- **Estimated Expense Ratio:** 1.944% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2023|$18,906|—|$1,619|—|—|

| 2022|$1,325|—|$1,325|—|—|

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