# Carter Duncan LP 401(k) Plan
Source: https://planprovider.pro/companies/carter-duncan-corp-dba-seymour-duncan-401k-plan

> Carter Duncan LP's 401(k) plan: 101 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Carter Duncan LP

- **Sponsor EIN:** 953621511

- **Sponsor Address:** 5427 HOLLISTER AVENUE, SANTA BARBARA, CA, 931112345

- **Plan Type:** 401(k)

- **Total Participants:** 101

- **Total Assets:** $5.6M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|101|$5.6M|$36,733|$339,051|

| 2023|96|$6.4M|$36,922|$263,362|

| 2022|112|$5.9M|$35,756|$309,459|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| NASIF, HICKS, HARRIS & CO., LLP|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [NASIF, HICKS, HARRIS & CO., LLP](https://planprovider.pro/provider/nasif-hicks-harris-and-co-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $0

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$27,832|$14,531|—|—|—|

| 2023|$30,530|$14,602|—|—|—|

| 2022|$33,766|—|—|—|—|

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