# Carpenter Co. 401(k) Plan
Source: https://planprovider.pro/companies/carpenter-co-401k-plan

> Carpenter Co.'s 401(k) plan: 2,974 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Carpenter Co.

- **Sponsor EIN:** 540499731

- **Sponsor Address:** 5016 MONUMENT AVE, RICHMOND, VA, 23230

- **Plan Type:** 401(k)

- **Total Participants:** 2,974

- **Total Assets:** $118.7M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|2,974|$118.7M|$0|$11.1M|

| 2023|2,744|$104.3M|$0|$10.2M|

| 2022|2,675|$89.0M|$0|$9.7M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| MERRILL LYNCH, PIERCE, FENNER AND S|RECORDKEEPER|$191,059|—|$191,059|

| CAPTRUST FINANCIAL PARTNERS, LLC|CONSULTANT|$43,231|—|$43,231|

| FORVIS MAZARS, LLP|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [FORVIS MAZARS, LLP](https://planprovider.pro/provider/forvis-mazars-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $234,290

- **Estimated Expense Ratio:** 0.197% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$234,290|$43,231|$148,441|—|—|

| 2023|$239,100|—|$206,977|—|—|

| 2022|$250,656|$207,674|—|—|—|

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