# Carolina Neurosurgery & Spine Associates PA 401(k) Plan
Source: https://planprovider.pro/companies/carolina-neurosurgery-spine-associates-pa-401k-plan

> Carolina Neurosurgery & Spine Associates PA's 401(k) plan: 477 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Carolina Neurosurgery & Spine Associates PA

- **Sponsor EIN:** 560963485

- **Sponsor Address:** 225 BALDWIN AVE., CHARLOTTE, NC, 28204

- **Plan Type:** 401(k)

- **Total Participants:** 477

- **Total Assets:** $109.4M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|477|$109.4M|$3.8M|$3.1M|

| 2023|465|$106.5M|$4.0M|$3.1M|

| 2022|488|$97.5M|$3.8M|$3.0M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| CAPTRUST FINANCIAL ADVISORS|INVESTMENT ADVISOR|$85,092|—|$85,092|

| FIDELITY INVESTMENTS INSTITUTIONAL|RECORDKEEPER|$31,911|—|$31,911|

| BERNARD ROBINSON AND COMPANY LLP|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [FIDELITY INVESTMENTS INSTITUTIONAL](https://planprovider.pro/provider/fidelity-investments) — RECORDKEEPER

- [BERNARD ROBINSON AND COMPANY LLP](https://planprovider.pro/provider/bernard-robinson-and-company) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $117,003

- **Estimated Expense Ratio:** 0.107% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$117,003|$85,092|—|—|—|

| 2023|$117,884|$77,696|$300|—|—|

| 2022|$144,551|—|—|—|—|

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