# Carlton Fields, P.A. 401(k) Plan
Source: https://planprovider.pro/companies/carlton-fields-p-a-591233896-002

> Carlton Fields, P.A.'s 401(k) plan: 666 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Carlton Fields, P.A.

- **Sponsor EIN:** 591233896

- **Sponsor Address:** P.O. BOX 3239, TAMPA, FL, 336025300

- **Plan Type:** 401(k)

- **Plan Number:** 002

- **Total Participants:** 666

- **Total Assets:** $315.7M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|666|$315.7M|$727,446|$9.8M|

| 2023|666|$293.5M|$0|$9.2M|

| 2022|660|$278.7M|$1.9M|$8.0M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| SCHWAB RETIREMENT PLAN SERVICES,INC|Recordkeeper|$102,791|—|$102,791|

| CAPFINANCIAL PARTNERS LLC|Other Service Provider|$43,035|—|$43,035|

| BKS FINANCIAL INVESTMENTS LLC|Other Service Provider|$16,000|—|$16,000|

| ASSURANCE DIMENSIONS|Auditor|$11,000|—|$11,000|

| THE BALDWIN GROUP WEALTH ADVIS|Recordkeeper|$8,000|—|$8,000|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [SCHWAB RETIREMENT PLAN SERVICES,INC](https://planprovider.pro/provider/charles-schwab-and-co-inc) — Recordkeeper

- [ASSURANCE DIMENSIONS](https://planprovider.pro/provider/assurance-dimensions-inc) — Auditor

- [THE BALDWIN GROUP WEALTH ADVIS](https://planprovider.pro/provider/charles-schwab-and-co-inc) — Recordkeeper

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $180,826

- **Estimated Expense Ratio:** 0.057% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$183,086|$88,755|$2,135|$11,000|—|

| 2023|$172,730|$81,204|$12,052|—|—|

| 2022|$173,441|$64,000|—|—|$16,516|

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[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/carlton-fields-p-a-591233896-002)

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