# Carl Marks & Co., INC. 401(k) Plan
Source: https://planprovider.pro/companies/carl-marks-co-inc-401k-plan

> Carl Marks & Co., INC.'s 401(k) plan: 50 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Carl Marks & Co., INC.

- **Sponsor EIN:** 133146265

- **Sponsor Address:** 900 THIRD AVENUE, NEW YORK, NY, 10022

- **Plan Type:** 401(k)

- **Total Participants:** 50

- **Total Assets:** $35.0M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** Yes

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|50|$35.0M|$261,433|$869,343|

| 2023|45|$30.2M|$237,339|$766,223|

| 2022|45|$24.2M|$251,671|$843,948|

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