# Carilion Clinic 403(b) Plan
Source: https://planprovider.pro/companies/carilion-clinic-403b-plan

> Carilion Clinic's 403(b) plan: 13,094 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Carilion Clinic

- **Sponsor EIN:** 541190771

- **Sponsor Address:** PO BOX 12385, ROANOKE, VA, 240252385

- **Plan Type:** 403(b)

- **Total Participants:** 13,094

- **Total Assets:** $822.2M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** Yes

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|13,094|$822.2M|$0|$73.2M|

| 2023|13,368|$722.1M|$0|$66.0M|

| 2022|12,859|$596.9M|$0|$60.7M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| PRINCIPAL LIFE INSURANCE COMPANY|CONTRACT ADMINISTRATOR|$959,536|—|$959,536|

| CAPFINANCIAL PARTNERS|INVESTMENT ADVISORY|$97,776|—|$97,776|

| BROWN, EDWARDS & COMPANY, LLP|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [BROWN, EDWARDS & COMPANY, LLP](https://planprovider.pro/provider/brown-edwards-and-company-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $1,057,312

- **Estimated Expense Ratio:** 0.129% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$1,057,312|$97,776|$959,536|—|—|

| 2023|$962,348|$96,298|$866,050|—|—|

| 2022|$909,490|$94,866|$814,624|—|—|

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