# Carilion Clinic 401(k) Plan
Source: https://planprovider.pro/companies/carilion-clinic-401k-plan

> Carilion Clinic's 401(k) plan: 2,201 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Carilion Clinic

- **Sponsor EIN:** 541190771

- **Sponsor Address:** PO BOX 12385, ROANOKE, VA, 240252385

- **Plan Type:** 401(k)

- **Total Participants:** 2,201

- **Total Assets:** $135.1M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|2,201|$135.1M|$0|$6.0M|

| 2023|2,269|$125.6M|$0|$5.7M|

| 2022|2,302|$112.3M|$0|$5.4M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| PRINCIPAL LIFE INSURANCE COMPANY|CONTRACT ADMINISTRATOR|$158,481|—|$158,481|

| CAPFINANCIAL PARTNERS LL|INVESTMENT ADVISORY|$16,622|—|$16,622|

| BROWN, EDWARDS & COMPANY, LLP|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [BROWN, EDWARDS & COMPANY, LLP](https://planprovider.pro/provider/brown-edwards-and-company-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $175,103

- **Estimated Expense Ratio:** 0.130% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$175,079|$16,597|$158,482|—|—|

| 2023|$172,616|$17,654|$154,962|—|—|

| 2022|$172,117|$15,063|$157,054|—|—|

## Similar Plans

- [Riverside Managment Services, INC](https://planprovider.pro/companies/riverside-managment-services-inc-plan) — 1,767 participants

- [Augusta Health Care Retirement Savings Plan](https://planprovider.pro/companies/augusta-health-care-retirement-savings-plan-401k-plan) — 2,826 participants

- [Augusta Health Care](https://planprovider.pro/companies/augusta-health-care-403b-plan) — 2,836 participants

- [Uva Community Health](https://planprovider.pro/companies/uva-community-health-403b-plan) — 2,961 participants

- [Mary Washington Healthcare](https://planprovider.pro/companies/mary-washington-healthcare-403b-plan) — 3,066 participants

- [Valley Health System](https://planprovider.pro/companies/valley-health-system-plan-003) — 1,176 participants

[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/carilion-clinic-401k-plan)

© 2026 PlanProvider.Pro