# Captive Resources, LLC 401(k) Plan
Source: https://planprovider.pro/companies/captive-resources-llc-401k-plan

> Captive Resources, LLC's 401(k) plan: 443 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Captive Resources, LLC

- **Sponsor EIN:** 300073596

- **Sponsor Address:** 1100 N. ARLINGTON HEIGHTS ROAD, ITASCA, IL, 60143

- **Plan Type:** 401(k)

- **Total Participants:** 443

- **Total Assets:** $98.9M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|443|$98.9M|$2.7M|$5.5M|

| 2023|358|$81.5M|$2.1M|$4.5M|

| 2022|313|$64.9M|$1.9M|$3.8M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| JOHN HANCOCK|RETAINED BY EMPLOYER|$72,847|—|$72,847|

| CREATIVE PLANNING, LLC|RETAINED BY EMPLOYER|$37,500|—|$37,500|

| MESIROW FINANCIAL INC.|RETAINED BY EMPLOYER|$12,500|—|$12,500|

| MILLER COOPER & CO., LTD.|RETAINED BY EMPLOYER|$12,000|—|$12,000|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [JOHN HANCOCK](https://planprovider.pro/provider/john-hancock) — RETAINED BY EMPLOYER

- [CREATIVE PLANNING, LLC](https://planprovider.pro/provider/creative-planning) — RETAINED BY EMPLOYER

- [MILLER COOPER & CO., LTD.](https://planprovider.pro/provider/miller-cooper-and-co-ltd) — RETAINED BY EMPLOYER

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $134,847

- **Estimated Expense Ratio:** 0.136% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$228,966|$53,193|$163,773|$12,000|—|

| 2023|$74,224|$51,399|$11,075|$11,750|—|

| 2022|$77,526|$50,618|$14,058|—|$11,200|

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[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/captive-resources-llc-401k-plan)

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