# Capstone Investment Advisors LLC 401(k) Plan
Source: https://planprovider.pro/companies/capstone-investment-advisors-llc-401k-plan

> Capstone Investment Advisors LLC's 401(k) plan: 191 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Capstone Investment Advisors LLC

- **Sponsor EIN:** 208601093

- **Sponsor Address:** 250 GREENWICH STREET 32ND FLOOR, NEW YORK, NY, 10007

- **Plan Type:** 401(k)

- **Total Participants:** 191

- **Total Assets:** $28.9M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|191|$28.9M|$718,263|$2.8M|

| 2023|165|$21.6M|$573,819|$2.4M|

| 2022|157|$17.1M|$637,689|$2.1M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| TEMPLETON & COMPANY, LLP|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [TEMPLETON & COMPANY, LLP](https://planprovider.pro/provider/templeton-and-company-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $0

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$13,223|$6,751|—|—|—|

| 2023|$3,673|$1,176|—|—|—|

| 2022|$5,236|—|$5,236|—|—|

## Similar Plans

- [Marshall Wace North America, LP](https://planprovider.pro/companies/marshall-wace-north-america-lp-401k-plan) — 191 participants

- [Select Equity Group, L.P.](https://planprovider.pro/companies/select-equity-group-l-p-401k-plan) — 191 participants

- [King Street Capital Management, L.P.](https://planprovider.pro/companies/king-street-capital-management-l-p-401k-plan) — 188 participants

- [Rockefeller & Rockefeller Et Al.](https://planprovider.pro/companies/rockefeller-rockefeller-et-al-401k-plan) — 188 participants

- [Apg Asset Management](https://planprovider.pro/companies/apg-asset-management-401k-plan) — 188 participants

- [Sound Point Capital Management](https://planprovider.pro/companies/sound-point-capital-management-401k-plan) — 188 participants

[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/capstone-investment-advisors-llc-401k-plan)

© 2026 PlanProvider.Pro