# Capital Region Orthopaedic Associates, P.C. 401(k) Plan
Source: https://planprovider.pro/companies/capital-region-orthopaedic-associates-p-c-141633562-001

> Capital Region Orthopaedic Associates, P.C.'s 401(k) plan: 384 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Capital Region Orthopaedic Associates, P.C.

- **Sponsor EIN:** 141633562

- **Sponsor Address:** 1367 WASHINGTON AVENUE, ALBANY, NY, 12206

- **Plan Type:** 401(k)

- **Plan Number:** 001

- **Total Participants:** 384

- **Total Assets:** $66.8M

## Key Plan Design Features

- **Auto-Enrollment:** No

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** Yes

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|384|$66.8M|$3.3M|$2.1M|

| 2023|342|$59.9M|$3.3M|$1.9M|

| 2022|349|$51.5M|$3.0M|$1.7M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| GREENBUSH FINANCIAL GROUP|Investment Advisor|$78,306|—|$78,306|

| COMPASS360 LLC|Other Service Provider|$12,286|—|$12,286|

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $90,592

- **Estimated Expense Ratio:** 0.136% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$180,886|$166,029|$200|—|—|

| 2023|$177,857|$163,193|$200|—|—|

| 2022|$154,980|$154,980|—|—|—|

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