# Canaccord Genuity LLC 401(k) Plan
Source: https://planprovider.pro/companies/canaccord-genuity-llc-401k-plan

> Canaccord Genuity LLC's 401(k) plan: 377 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Canaccord Genuity LLC

- **Sponsor EIN:** 200779566

- **Sponsor Address:** 535 MADISON AVENUE, NY, NY, 10022

- **Plan Type:** 401(k)

- **Total Participants:** 377

- **Total Assets:** $110.5M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** Yes

- **Participant-Directed Investments:** No

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|377|$110.5M|$1.5M|$6.1M|

| 2023|384|$96.0M|$1.5M|$6.2M|

| 2022|414|$77.0M|$1.6M|$5.8M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| ONEDIGITAL INVESTMENT ADVISORS LLC|ADVISOR|$93,674|—|$93,674|

| STRATEGIC ADVISORS, INC.|ADVISOR|$11,555|—|$11,555|

| ERNST & YOUNG|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [ONEDIGITAL INVESTMENT ADVISORS LLC](https://planprovider.pro/provider/epic-retirement-plan-services) — ADVISOR

- [STRATEGIC ADVISORS, INC.](https://planprovider.pro/provider/creative-planning) — ADVISOR

- [ERNST & YOUNG](https://planprovider.pro/provider/ernst-and-young-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $105,229

- **Estimated Expense Ratio:** 0.095% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$71,456|$105,229|—|—|—|

| 2023|$101,397|$95,309|$1,500|—|—|

| 2022|$103,334|$10,201|—|—|—|

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[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/canaccord-genuity-llc-401k-plan)

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