# Cain, Watters & Associates, LLC 401(k) Plan
Source: https://planprovider.pro/companies/cain-watters-associates-llc-401k-plan

> Cain, Watters & Associates, LLC's 401(k) plan: 356 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Cain, Watters & Associates, LLC

- **Sponsor EIN:** 320216084

- **Sponsor Address:** 17 COWBOYS WAY, SUITE 300, FRISCO, TX, 75034

- **Plan Type:** 401(k)

- **Total Participants:** 356

- **Total Assets:** $45.5M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|356|$45.5M|$1.4M|$3.2M|

| 2023|319|$37.8M|$1.2M|$2.8M|

| 2022|297|$29.1M|$1.0M|$2.4M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| T BANK, N.A.|CUSTODIAN|$62,948|—|$62,948|

| HM&M GROUP, LLC|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [HM&M GROUP, LLC](https://planprovider.pro/provider/hmandm-group-llc) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $62,948

- **Estimated Expense Ratio:** 0.138% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$62,981|$57,873|$5,108|—|—|

| 2023|$52,603|$47,623|$4,980|—|—|

| 2022|$44,862|$41,722|$3,140|—|—|

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