# Caes Systems LLC 401(k) Plan
Source: https://planprovider.pro/companies/caes-systems-llc-401k-plan-001

> Caes Systems LLC's 401(k) plan: 3,458 participants, plan year 2023 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2023.

## Plan Snapshot

- **Plan Sponsor:** Caes Systems LLC

- **Sponsor EIN:** 882464197

- **Sponsor Address:** 5300 HELLYER AVENUE, SAN JOSE, CA, 95138

- **Plan Type:** 401(k)

- **Total Participants:** 3,458

- **Total Assets:** $764.9M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** Yes

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2023|3,458|$764.9M|$10.8M|$24.8M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| PRECEPT ADVISORY GROUP LLC|INVESTMENT ADVISOR|$300,040|—|$300,040|

| STRATEGIC ADVISORS, INC.|ADVISOR|$297,916|—|$297,916|

| TRONCONI SEGARRA & ASSOCIATES|ACCOUNTANT/AUDITOR|$75,600|—|$75,600|

| H.R. ADVISORS INC|CONSULTANT|$55,000|—|$55,000|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [STRATEGIC ADVISORS, INC.](https://planprovider.pro/provider/creative-planning) — ADVISOR

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $728,556

- **Estimated Expense Ratio:** 0.095% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2023|-$3,347|$148,958|$1,200|$37,800|—|

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