# Caerus Us 1 INC. 401(k) Plan
Source: https://planprovider.pro/companies/caerus-us-1-inc-401k-plan

> Caerus Us 1 INC.'s 401(k) plan: 1,635 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Caerus Us 1 INC.

- **Sponsor EIN:** 880547633

- **Sponsor Address:** 605 3RD AVENUE, NEW YORK, NY, 10158

- **Plan Type:** 401(k)

- **Total Participants:** 1,635

- **Total Assets:** $96.6M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|1,635|$96.6M|$5.2M|$13.6M|

| 2023|0|$0|$1.2M|$3.9M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| UBS FINANCIAL SERVICES INC|INVESTMENT ADVISOR|$204,904|—|$204,904|

| ALLIANT INSURANCE SERVICES INC.|CONTRACT ADMIN|$62,098|—|$62,098|

| EMPOWER ANNUITY INSURANCE COMPANY|RECORDKEEPER|$33,362|—|$33,362|

| EMPOWER ADVISORY GROUP, LLC|INVESTMENT MGMT|$8,779|—|$8,779|

| TORRILLO & ASSOCIATES, LLC|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [TORRILLO & ASSOCIATES, LLC](https://planprovider.pro/provider/torrillo-and-associates-llc) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $309,143

- **Estimated Expense Ratio:** 0.320% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$309,143|$213,683|$62,098|—|—|

| 2023|$29,467|$12,238|—|—|—|

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[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/caerus-us-1-inc-401k-plan)

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