# Caerus Operating LLC 401(k) Plan
Source: https://planprovider.pro/companies/caerus-operating-llc-401k-plan

> Caerus Operating LLC's 401(k) plan: 311 participants, plan year 2023 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2023.

## Plan Snapshot

- **Plan Sponsor:** Caerus Operating LLC

- **Sponsor EIN:** 271732349

- **Sponsor Address:** 1001 17TH STREET, DENVER, CO, 80202

- **Plan Type:** 401(k)

- **Total Participants:** 311

- **Total Assets:** $34.6M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2023|311|$34.6M|$2.1M|$2.9M|

| 2022|294|$26.3M|$1.9M|$2.6M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| IMA WEALTH INC|ADVISOR|$109,374|—|$109,374|

| FIDELITY INVESTMENTS INSTITUTIONAL|RECORDKEEPER|$79,362|—|$79,362|

| STRATEGIC ADVISORS, INC.|ADVISOR|$47,866|—|$47,866|

| MOSS ADAMS LLP|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [IMA WEALTH INC](https://planprovider.pro/provider/ima-wealth) — ADVISOR

- [FIDELITY INVESTMENTS INSTITUTIONAL](https://planprovider.pro/provider/fidelity-investments) — RECORDKEEPER

- [STRATEGIC ADVISORS, INC.](https://planprovider.pro/provider/creative-planning) — ADVISOR

- [MOSS ADAMS LLP](https://planprovider.pro/provider/milliman) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $236,602

- **Estimated Expense Ratio:** 0.683% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2023|$118,300|$78,619|$1,200|—|—|

| 2022|$137,022|$27,958|—|—|—|

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- [Calfrac Well Services Corp.](https://planprovider.pro/companies/calfrac-well-services-corp-401k-plan) — 733 participants

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