# Brooks-Tlc Hospital System, INC. 401(k) Plan
Source: https://planprovider.pro/companies/brooks-tlc-hospital-system-inc-401k-plan

> Brooks-Tlc Hospital System, INC.'s 401(k) plan: 16 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Brooks-Tlc Hospital System, INC.

- **Sponsor EIN:** 160743301

- **Sponsor Address:** 529 CENTRAL AVENUE, DUNKIRK, NY, 14048

- **Plan Type:** 401(k)

- **Total Participants:** 16

- **Total Assets:** $4.2M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|16|$4.2M|$141|$19,022|

| 2023|10|$4.0M|$0|$22,794|

| 2022|32|$4.6M|$0|$21,281|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| CAPITAL GROUP RETIREMENT PLAN SVCS.|RECORDKEEPER|$38,863|—|$38,863|

| COMMONWEALTH EQUITY SERVICES LLC DB|INVESTMENT ADVISOR|$28,416|—|$28,416|

| LUMSDEN & MCCORMICK, LLP|AUDITOR|$7,500|—|$7,500|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [LUMSDEN & MCCORMICK, LLP](https://planprovider.pro/provider/lumsden-and-mccormick-llp) — AUDITOR

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $74,779

- **Estimated Expense Ratio:** 1.789% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$74,779|$28,416|—|$7,500|—|

| 2023|$64,223|$30,153|—|$5,800|—|

| 2022|$78,197|—|$78,197|—|—|

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