# Brook Valley Management INC 401(k) Plan
Source: https://planprovider.pro/companies/brook-valley-management-inc-401k-plan

> Brook Valley Management INC's 401(k) plan: 0 participants, plan year 2022 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2022.

## Plan Snapshot

- **Plan Sponsor:** Brook Valley Management INC

- **Sponsor EIN:** 208228168

- **Sponsor Address:** 4880 VALLEYDALE ROAD, BIRMINGHAM, AL, 35242

- **Plan Type:** 401(k)

- **Total Participants:** 0

- **Total Assets:** $0

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2023|0|$0|$5,492|$9,748|

| 2022|1,053|$800,983|$144,890|$257,241|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| ERISA FIDUCIARY SERVICES, INC.|CONTRACT ADMINISTRATOR|$15,288|—|$15,288|

| DLHC CPAS-ADVISORS|Auditor|—|—|$0|

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $15,288

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2023|—|—|—|—|—|

| 2022|$19,969|$3,150|$16,819|—|—|

## Similar Plans

- [Integration Innovation, INC. D/B/A I3](https://planprovider.pro/companies/integration-innovation-inc-d-b-a-i3-401k-plan) — 787 participants

- [Integration Innovation, INC.](https://planprovider.pro/companies/integration-innovation-inc-plan) — 735 participants

- [System Studies & Simulation, INC.](https://planprovider.pro/companies/system-studies-simulation-inc-401k-plan) — 708 participants

- [Otelco Telephone LLC](https://planprovider.pro/companies/otelco-telephone-llc-401k-plan) — 648 participants

- [Colsa Corporation](https://planprovider.pro/companies/colsa-corporation-401k-plan) — 1,577 participants

- [Trideum Corporation](https://planprovider.pro/companies/trideum-corporation-plan-002) — 468 participants

[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/brook-valley-management-inc-401k-plan)

© 2026 PlanProvider.Pro