# Brock Enterprises, LLC 401(k) Plan
Source: https://planprovider.pro/companies/brock-enterprises-llc-401k-plan

> Brock Enterprises, LLC's 401(k) plan: 6,469 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Brock Enterprises, LLC

- **Sponsor EIN:** 741266414

- **Sponsor Address:** 10343 SAM HOUSTON PARK DRIVE, HOUSTON, TX, 77064

- **Plan Type:** 401(k)

- **Total Participants:** 6,469

- **Total Assets:** $88.9M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** No

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|6,469|$88.9M|$1.5M|$6.4M|

| 2023|6,760|$84.5M|$928,351|$5.5M|

| 2022|6,073|$47.1M|$1.1M|$4.4M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| FIDELITY INVESTMENTS INSTITUTIONAL|RECORDKEEPER|$104,892|—|$104,892|

| WHITLEYPENN|ACCOUNTANT/AUDITOR|$67,034|—|$67,034|

| CREATIVE PLANNING LLC|ADVISOR|$65,000|—|$65,000|

| ARMANINO LLP|ACCOUNTANT/AUDITOR|$18,375|—|$18,375|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [FIDELITY INVESTMENTS INSTITUTIONAL](https://planprovider.pro/provider/fidelity-investments) — RECORDKEEPER

- [WHITLEYPENN](https://planprovider.pro/provider/whitley-penn-llp) — ACCOUNTANT/AUDITOR

- [CREATIVE PLANNING LLC](https://planprovider.pro/provider/creative-planning) — ADVISOR

- [ARMANINO LLP](https://planprovider.pro/provider/armanino-llp) — ACCOUNTANT/AUDITOR

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $255,301

- **Estimated Expense Ratio:** 0.287% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$255,301|$65,000|$1,200|$85,409|—|

| 2023|$256,242|$65,000|—|$58,350|—|

| 2022|$197,459|—|—|—|—|

## Similar Plans

- [Kbrwyle Technology Solutions, LLC](https://planprovider.pro/companies/kbrwyle-technology-solutions-llc-401k-plan) — 10,640 participants

- [Ai Fire, LLC](https://planprovider.pro/companies/ai-fire-llc-401k-plan) — 1,841 participants

- [Westwood Professional Services, INC.](https://planprovider.pro/companies/westwood-professional-services-inc-401k-plan) — 1,590 participants

- [Lutech Resources, INC.](https://planprovider.pro/companies/mcdermott-international-401k-plan) — 1,582 participants

- [Southwestern Correctional LLC Dba Lasalle Corrections](https://planprovider.pro/companies/southwestern-correctional-llc-plan) — 1,557 participants

- [Hmt LLC](https://planprovider.pro/companies/hmt-llc-401k-plan) — 1,204 participants

[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/brock-enterprises-llc-401k-plan)

© 2026 PlanProvider.Pro