# Brock And Company, INC. 401(k) Plan
Source: https://planprovider.pro/companies/brock-and-company-inc-401k-plan

> Brock And Company, INC.'s 401(k) plan: 384 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Brock And Company, INC.

- **Sponsor EIN:** 231294892

- **Sponsor Address:** 257 GREAT VALLEY PARKWAY, MALVERN, PA, 19355

- **Plan Type:** 401(k)

- **Total Participants:** 384

- **Total Assets:** $13.3M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|384|$13.3M|$154,031|$879,449|

| 2023|302|$12.2M|$131,365|$770,387|

| 2022|274|$10.0M|$110,531|$662,480|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| THE VANGUARD GROUP, INC.|NONE|$36,917|—|$36,917|

| LPL FINANCIAL RPCP|NONE|$25,481|—|$25,481|

| RW GROUP, LLC|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [THE VANGUARD GROUP, INC.](https://planprovider.pro/provider/the-vanguard-group-inc) — NONE

- [RW GROUP, LLC](https://planprovider.pro/provider/rw-group-llc) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $62,398

- **Estimated Expense Ratio:** 0.469% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$62,398|$25,481|$36,917|—|—|

| 2023|$57,461|$22,600|$34,861|—|—|

| 2022|$61,003|$22,932|$38,071|—|—|

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