# Breakthru Beverage Group, LLC 401(k) Plan
Source: https://planprovider.pro/companies/breakthru-beverage-group-llc-401k-plan-001

> Breakthru Beverage Group, LLC's 401(k) plan: 7,882 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Breakthru Beverage Group, LLC

- **Sponsor EIN:** 352545107

- **Sponsor Address:** 60 EAST 42ND STREET, FLOOR 49, NEW YORK, NY, 10165

- **Plan Type:** 401(k)

- **Total Participants:** 7,882

- **Total Assets:** $768.8M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|7,882|$768.8M|$10.8M|$34.0M|

| 2023|6,257|$609.1M|$9.7M|$30.5M|

| 2022|5,549|$503.5M|$8.8M|$28.4M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| FIDELITY INVESTMENTS INSTITUTIONAL|RECORDKEEPER|$435,664|—|$435,664|

| STRATEGIC ADVISORS, INC.|ADVISOR|$156,485|—|$156,485|

| SMITH AND DOWNEY P.A|PLAN SPONSOR|$85,510|—|$85,510|

| CAPFINANCIAL PARTNERS, LLC|OTHER SERVICES|$67,900|—|$67,900|

| ELLIN & TUCKER|EMPLOYEE OF EMPLOYER|$42,000|—|$42,000|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [FIDELITY INVESTMENTS INSTITUTIONAL](https://planprovider.pro/provider/fidelity-investments) — RECORDKEEPER

- [STRATEGIC ADVISORS, INC.](https://planprovider.pro/provider/creative-planning) — ADVISOR

- [SMITH AND DOWNEY P.A](https://planprovider.pro/provider/smith-and-downey-pa) — PLAN SPONSOR

- [ELLIN & TUCKER](https://planprovider.pro/provider/ellin-and-tucker-chartered) — EMPLOYEE OF EMPLOYER

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $787,559

- **Estimated Expense Ratio:** 0.102% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$787,559|$156,485|$2,100|$42,000|—|

| 2023|$657,887|$179,981|$900|$40,500|—|

| 2022|$654,505|$77,001|—|—|—|

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[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/breakthru-beverage-group-llc-401k-plan-001)

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