# Board Of Trustees Upstate New York Engineers Health Fund 401(k) Plan Source: https://planprovider.pro/companies/board-of-trustees-upstate-new-york-engineers-health-fund-150582931-501 > Board Of Trustees Upstate New York Engineers Health Fund's 401(k) plan: 2,393 participants, plan year 2024 financials, providers, and benchmarks from Form 55… Form 5500 filing data for plan year 2024. ## Plan Snapshot - **Plan Sponsor:** Board Of Trustees Upstate New York Engineers Health Fund - **Sponsor EIN:** 150582931 - **Sponsor Address:** 101 INTREPID LANE, SYRACUSE, NY, 132050100 - **Plan Type:** 401(k) - **Plan Number:** 501 - **Total Participants:** 2,393 - **Total Assets:** $136.6M ## Key Plan Design Features - **Auto-Enrollment:** No - **Auto-Escalation:** No - **Allows Roth Contributions:** No - **Participant Loans:** No - **Participant-Directed Investments:** No - **ERISA Section 404(c) Fiduciary Safe Harbor:** No ## Plan Financials by Year | Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.| | 2024|2,393|$136.6M|$50.9M|$2.2M| | 2023|2,439|$120.8M|$44.1M|$3.4M| | 2022|2,303|$111.6M|$39.7M|$3.6M| ## Service Providers (Schedule C) Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees). | Provider Name| Role| Direct Compensation| Indirect Compensation| Total Fees| | AETNA|Other Service Provider|$644,849|—|$644,849| | SEI INVESTMENT MANAGEMENT CORP.|Other Service Provider|$327,538|—|$327,538| | NOVA HEALTHCARE ADMINISTRATORS|Other Service Provider|$301,412|—|$301,412| | DEBORAH SPAULDING|Other Service Provider|$186,801|—|$186,801| | VICKIE CROAD|Other Service Provider|$159,604|—|$159,604| | JOSEPH W. MCCARTHY & ASSOCIATES|Other Service Provider|$140,345|—|$140,345| | VICTORIA COLE|Other Service Provider|$123,881|—|$123,881| | SCHULTHEIS & PANETTIERI, LLP|Auditor|$116,140|—|$116,140| | BLITMAN & KING, LLP|ERISA Attorney|$110,842|—|$110,842| | LAURIE FREDETTE|Other Service Provider|$110,334|—|$110,334| | SLEVIN & HART, P.C|ERISA Attorney|$108,512|—|$108,512| | PEGEEN JACKSON|Other Service Provider|$102,059|—|$102,059| | MARK DOBRZYNSKI|Other Service Provider|$99,764|—|$99,764| | APRIL MCCORD|Other Service Provider|$88,449|—|$88,449| | CHRISTINE NASIATKA|Other Service Provider|$84,653|—|$84,653| | JENNIFER MCCORD|Other Service Provider|$82,309|—|$82,309| | NINA NICHOLSON|Other Service Provider|$82,154|—|$82,154| | KELLIE ELLSWORTH|Other Service Provider|$80,172|—|$80,172| | SARAH QUINN|Other Service Provider|$74,839|—|$74,839| | OPTUM RX|Other Service Provider|$53,830|$20,724|$74,554| | KELLEY HARRIGAN|Other Service Provider|$73,553|—|$73,553| | DELTA DENTAL OF NY INC.|Other Service Provider|$59,015|—|$59,015| | PATRICIA REITZ|Other Service Provider|$55,577|—|$55,577| | CHRIS SPAULDING|Other Service Provider|$55,530|—|$55,530| | BOLTON PARTNERS NE, INC.|Other Service Provider|$40,525|$11,974|$52,499| | KATIE REITZ|Other Service Provider|$48,789|—|$48,789| | ARCARA. ZUCARELLI, LENDA & ASSOC.|Other Service Provider|$47,283|—|$47,283| | CHRISTINE FIACCO|Other Service Provider|$42,616|—|$42,616| | MELANIE WILBUR|Other Service Provider|$41,055|—|$41,055| | BRIDGEWAY BENEFIT TECHNOLOGIES|Other Service Provider|$33,705|—|$33,705| | VITEC SOLUTIONS|Other Service Provider|$30,591|—|$30,591| | AP BENEFIT ADVISORS LLC|Other Service Provider|—|$24,271|$24,271| | PRINCIPAL|Recordkeeper|$14,256|—|$14,256| | DAVIS VISION|Other Service Provider|$11,379|—|$11,379| | TRI DELTA RESOURCES|Other Service Provider|$10,830|—|$10,830| | UPSTATE ADVISORS GROUP|Other Service Provider|$9,630|—|$9,630| | SEGAL SELECT INSURANCE SERVICES,INC|Other Service Provider|—|$8,099|$8,099| ### Verified Provider Profiles Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro: - [SCHULTHEIS & PANETTIERI, LLP](https://planprovider.pro/provider/schultheis-and-panettieri-llp) — Auditor - [SLEVIN & HART, P.C](https://planprovider.pro/provider/slevin-and-hart-pc) — ERISA Attorney - [PRINCIPAL](https://planprovider.pro/provider/principal-financial-group-inc) — Recordkeeper ## Plan Fees & Expenses Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings. - **Total Service Provider Fees:** $3,717,889 - **Estimated Expense Ratio:** 2.722% of plan assets ### Historical Administrative Expenses Breakdown of administrative expense categories reported on Form 5500 filings. | Year| Total Admin Expenses| Investment Mgmt Fees| Contract Admin Fees| IQPA Audit Fees| Professional Fees| | 2024|$3,229,332|$337,046|—|$67,692|—| | 2023|$2,631,592|$301,158|—|$73,949|—| | 2022|$2,440,061|$337,013|—|—|$402,729| ## Similar Plans - [Granite Construction Incorporated](https://planprovider.pro/companies/granite-construction-incorporated-770239383-501) — 4,298 participants - [Pavers & Road Builders Dc Annuity Fund](https://planprovider.pro/companies/pavers-road-builders-dc-annuity-fund-plan) — 3,024 participants - [Board Of Trustees Local 1010 Appr, Skill Improvement And Training Fund](https://planprovider.pro/companies/board-of-trustees-local-1010-appr-skill-improvement-and-training-fund-273157473-501) — 2,605 participants - [Bd Of Trust Upstate New York Engineers Pension Fund](https://planprovider.pro/companies/bd-of-trust-upstate-new-york-engineers-pension-fund-150614642-001) — 2,462 participants - [Pavers & Road Builders Dc Pension](https://planprovider.pro/companies/pavers-road-builders-dc-pension-plan) — 2,120 participants - [Dragados Usa Group](https://planprovider.pro/companies/dragados-usa-group-203902316-502) — 2,119 participants [View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/board-of-trustees-upstate-new-york-engineers-health-fund-150582931-501) © 2026 PlanProvider.Pro