# Board Of Trustees The Topping Out Fund Of The Iw Locals 40, 361 & 417 Health & Welfare Plan
Source: https://planprovider.pro/companies/board-of-trustees-the-topping-out-fund-of-the-iw-locals-40-361-417-133156507-501

> Board Of Trustees The Topping Out Fund Of The Iw Locals 40, 361 & 417's Health & Welfare plan: 1,909 participants, plan year 2024 financials, providers, and…

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Board Of Trustees The Topping Out Fund Of The Iw Locals 40, 361 & 417

- **Sponsor EIN:** 133156507

- **Sponsor Address:** 451 PARK AVENUE SOUTH, NEW YORK, NY, 10016

- **Plan Type:** Health & Welfare

- **Plan Number:** 501

- **Total Participants:** 1,909

- **Total Assets:** $322.1M

## Key Plan Design Features

- **Auto-Enrollment:** No

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** No

- **ERISA Section 404(c) Fiduciary Safe Harbor:** No

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|1,909|$322.1M|$40.7M|$0|

| 2023|2,046|$306.5M|$41.6M|$0|

| 2022|3,447|$290.6M|$45.9M|$0|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| MORGAN STANLEY SMITH BARNEY LLC|Recordkeeper|$203,704|—|$203,704|

| LAZARD ASSET MANAGEMENT LLC|Other Service Provider|$163,276|—|$163,276|

| MANNING & NAPIER ADVISORS LLC|Other Service Provider|$140,362|—|$140,362|

| INSIGHT NORTH AMERICA LLC|Other Service Provider|$106,824|—|$106,824|

| SCHULTHEIS & PANETTIERI, LLP|Auditor|$70,700|—|$70,700|

| BNY MELLON|Other Service Provider|$22,097|—|$22,097|

| COLLERAN, O'HARA & MILLS L.L.P|ERISA Attorney|$14,212|—|$14,212|

| AMALGAMATED BANK|Other Service Provider|$13,329|—|$13,329|

| STEVEN N DAVI PLLC|Other Service Provider|$10,925|—|$10,925|

| GRASSI & CO CPA'S PC|Auditor|$9,353|—|$9,353|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [MORGAN STANLEY SMITH BARNEY LLC](https://planprovider.pro/provider/jp-morgan-asset-management) — Recordkeeper

- [SCHULTHEIS & PANETTIERI, LLP](https://planprovider.pro/provider/schultheis-and-panettieri-llp) — Auditor

- [GRASSI & CO CPA'S PC](https://planprovider.pro/provider/grassi-and-co-cpas-pc) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $754,782

- **Estimated Expense Ratio:** 0.234% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$1,433,641|$716,677|—|$80,053|—|

| 2023|$1,363,889|$450,729|—|$68,130|—|

| 2022|$1,146,035|$482,649|—|—|$131,859|

## Similar Plans

- [Board Of Trustees Of The Nydcc Annuity Fd](https://planprovider.pro/companies/board-of-trustees-of-the-nydcc-annuity-fd-plan) — 16,074 participants

- [Board Of Trustees Mason Tenders District Council Annuity Fund](https://planprovider.pro/companies/board-of-trustees-mason-tenders-district-council-annuity-fund-plan) — 11,080 participants

- [Board Of Trustees Of Nycdcc Pension Fund](https://planprovider.pro/companies/board-of-trustees-of-nycdcc-pension-fund-plan) — 10,590 participants

- [Board Of Trustees Mason Tenders' Training Fund](https://planprovider.pro/companies/board-of-trustees-mason-tenders-training-fund-133458660-501) — 9,376 participants

- [Board Of Trustees Mason Tenders District Council Pension Fund](https://planprovider.pro/companies/board-of-trustees-mason-tenders-district-council-pension-fund-plan) — 8,766 participants

- [Board Of Trustees Of Mason Tenders District Council Welfare Fund](https://planprovider.pro/companies/board-of-trustees-of-mason-tenders-district-council-welfare-fund-135537605-501) — 7,983 participants

[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/board-of-trustees-the-topping-out-fund-of-the-iw-locals-40-361-417-133156507-501)

© 2026 PlanProvider.Pro