# Board Of Trustees I.U.O.E. Annuity Local 137 137a 137b 137c 137r DC Plan
Source: https://planprovider.pro/companies/board-of-trustees-i-u-o-e-annuity-local-137-137a-137b-137c-137r-plan

> Board Of Trustees I.U.O.E. Annuity Local 137 137a 137b 137c 137r's DC plan: 717 participants, plan year 2024 financials, providers, and benchmarks from Form…

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Board Of Trustees I.U.O.E. Annuity Local 137 137a 137b 137c 137r

- **Sponsor EIN:** 133204596

- **Sponsor Address:** 1360 PLEASANTVILLE ROAD, BRIARCLIFF MANOR, NY, 10510

- **Plan Type:** DC

- **Total Participants:** 717

- **Total Assets:** $253.3M

## Key Plan Design Features

- **Auto-Enrollment:** No

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** No

- **ERISA Section 404(c) Fiduciary Safe Harbor:** No

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|717|$253.3M|$8.4M|$0|

| 2023|745|$235.3M|$9.3M|$0|

| 2022|778|$214.1M|$8.6M|$0|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| BANK OF NEW YORK MELLON|NONE|$216,242|—|$216,242|

| STACEY BRAUN ASSOCIATES, INC.|NONE|$196,794|—|$196,794|

| PINNACLE ASSOCIATES LTD.|INVESTMENT MANAGER|$124,877|—|$124,877|

| SCHULTHEIS AND PANETTIERI, LLP|ACCOUNTANT|$89,800|—|$89,800|

| INSIGHT NORTH AMERICA LLC|NONE|$81,999|—|$81,999|

| CONGRESS ASSET MANAGEMENT COMPANY|NONE|$79,439|—|$79,439|

| ROBERT M. CHEVERIE & ASSOC. , P.C.|ATTORNEY|$27,600|—|$27,600|

| LAZARD ASSET MANAGEMENT|NONE|$24,468|—|$24,468|

| WELLS FARGO ADVISORS, LLC|INVESTMENT ADVISOR|$21,750|—|$21,750|

| CLARKE & SAMPSON, INC.|INSURANCE BROKER|—|$15,528|$15,528|

| BASIL CASTROVINCI ASSOCIATES INC.|NONE|$9,602|—|$9,602|

| TPA COMPUTER CORP|COMPUTER PROGRAMMER|$9,556|—|$9,556|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [PINNACLE ASSOCIATES LTD.](https://planprovider.pro/provider/pinnacle-wealth-llc) — INVESTMENT MANAGER

- [SCHULTHEIS AND PANETTIERI, LLP](https://planprovider.pro/provider/schultheis-and-panettieri-llp) — ACCOUNTANT

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $897,655

- **Estimated Expense Ratio:** 0.354% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$1,228,665|$615,264|—|$50,200|—|

| 2023|$1,123,899|$519,158|—|$46,000|—|

| 2022|$1,068,830|$716,418|—|—|$122,198|

## Similar Plans

- [Suit-Kote Corporation](https://planprovider.pro/companies/suit-kote-corporation-401k-plan) — 721 participants

- [Peckham Industries, INC.](https://planprovider.pro/companies/peckham-industries-inc-401k-plan) — 711 participants

- [Laborers' International Union Of N.A. Local No. 17 Pension Fund](https://planprovider.pro/companies/laborers-international-union-of-n-a-local-no-17-pension-fund-plan) — 651 participants

- [Ohl, N.A. 401(K) Plan](https://planprovider.pro/companies/ohl-n-a-401-k-plan-401k-plan) — 814 participants

- [Bd Of Trustees Pension Plan Of The Iuoe 137 137a 137b 137c 137r Aflcio](https://planprovider.pro/companies/bd-of-trustees-pension-plan-of-the-iuoe-137-137a-137b-137c-137r-aflcio-plan) — 608 participants

- [Board Of Trustees Local 60 Pension Fund](https://planprovider.pro/companies/board-of-trustees-local-60-pension-fund-plan) — 1,006 participants

[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/board-of-trustees-i-u-o-e-annuity-local-137-137a-137b-137c-137r-plan)

© 2026 PlanProvider.Pro