# Bny Mellon Investment Adviser, INC. 401(k) Plan
Source: https://planprovider.pro/companies/bny-mellon-investment-adviser-inc-766192146-003

> Bny Mellon Investment Adviser, INC.'s 401(k) plan: 0 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Bny Mellon Investment Adviser, INC.

- **Sponsor EIN:** 766192146

- **Sponsor Address:** 240 GREENWICH STREET, NEW YORK, NY, 10286

- **Plan Type:** 401(k)

- **Plan Number:** 003

- **Total Participants:** 0

- **Total Assets:** $2.7B

## Key Plan Design Features

- **Auto-Enrollment:** No

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** No

- **ERISA Section 404(c) Fiduciary Safe Harbor:** No

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|0|$2.7B|$0|$0|

| 2023|0|$2.9B|$0|$0|

| 2022|0|$2.8B|$0|$0|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| NORTHERN TRUST|Other Service Provider|$663,369|—|$663,369|

| KPMG LLP|Auditor|$43,350|—|$43,350|

| DELOITTE TAX LLP|Other Service Provider|$8,642|—|$8,642|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [KPMG LLP](https://planprovider.pro/provider/kpmg-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $715,361

- **Estimated Expense Ratio:** 0.027% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$652,752|—|—|$44,678|—|

| 2023|$679,976|—|—|$34,040|—|

| 2022|$678,369|—|—|—|$33,303|

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