# Bertelsmann, INC. 401(k) Plan
Source: https://planprovider.pro/companies/bertelsmann-inc-401k-plan

> Bertelsmann, INC.'s 401(k) plan: 9,217 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Bertelsmann, INC.

- **Sponsor EIN:** 952949493

- **Sponsor Address:** 1745 BROADWAY, NEW YORK, NY, 10019

- **Plan Type:** 401(k)

- **Total Participants:** 9,217

- **Total Assets:** $2.0B

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|9,217|$2.0B|$40.2M|$63.8M|

| 2023|8,782|$1.8B|$37.2M|$60.7M|

| 2022|8,368|$1.5B|$35.1M|$58.0M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| STRATEGIC ADVISORS, INC.|ADVISOR|$478,427|—|$478,427|

| FIDELITY INVESTMENTS INSTITUTIONAL|RECORDKEEPER|$237,527|—|$237,527|

| CARON & BLETZER, PLLC|ACCOUNTANT/AUDITOR|$21,255|—|$21,255|

| MERCER|CONSULTANT|$17,740|—|$17,740|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [STRATEGIC ADVISORS, INC.](https://planprovider.pro/provider/creative-planning) — ADVISOR

- [FIDELITY INVESTMENTS INSTITUTIONAL](https://planprovider.pro/provider/fidelity-investments) — RECORDKEEPER

- [CARON & BLETZER, PLLC](https://planprovider.pro/provider/caron-bletzer) — ACCOUNTANT/AUDITOR

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $754,949

- **Estimated Expense Ratio:** 0.039% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$756,010|$456,665|$600|—|—|

| 2023|$1,259,781|$589,382|$3,900|$30,300|—|

| 2022|$1,088,227|$483,851|—|—|—|

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