# Benjamin F. Edwards & Co., INC. 401(k) Plan
Source: https://planprovider.pro/companies/benjamin-f-edwards-co-inc-401k-plan

> Benjamin F. Edwards & Co., INC.'s 401(k) plan: 739 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Benjamin F. Edwards & Co., INC.

- **Sponsor EIN:** 263472087

- **Sponsor Address:** ONE NORTH BRENTWOOD BLVD, SAINT LOUIS, MO, 63105

- **Plan Type:** 401(k)

- **Total Participants:** 739

- **Total Assets:** $125.6M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|739|$125.6M|$5.4M|$9.5M|

| 2023|706|$97.4M|$5.6M|$8.7M|

| 2022|701|$73.9M|$2.1M|$8.2M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| PRINCIPAL LIFE INSURANCE COMPANY|CONTRACT ADMINISTRATOR|$205,715|—|$205,715|

| CREATIVE PLANNING, INC.|INVESTMENT ADVISORY|—|$79,401|$79,401|

| UHY LLP|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [CREATIVE PLANNING, INC.](https://planprovider.pro/provider/creative-planning) — INVESTMENT ADVISORY

- [UHY LLP](https://planprovider.pro/provider/uhy-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $285,116

- **Estimated Expense Ratio:** 0.227% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$205,715|—|$205,715|—|—|

| 2023|$169,233|—|$169,233|—|—|

| 2022|$159,136|—|$159,136|—|—|

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