# Baron Capital, INC. 401(k) Plan
Source: https://planprovider.pro/companies/baron-capital-inc-133107580-001

> Baron Capital, INC.'s 401(k) plan: 205 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Baron Capital, INC.

- **Sponsor EIN:** 133107580

- **Sponsor Address:** 767 FIFTH AVENUE, 49TH FLOOR, NEW YORK, NY, 10153

- **Plan Type:** 401(k)

- **Plan Number:** 001

- **Total Participants:** 205

- **Total Assets:** $353.9M

## Key Plan Design Features

- **Auto-Enrollment:** No

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** Yes

- **Participant-Directed Investments:** No

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|205|$353.9M|$6.7M|$3.5M|

| 2023|208|$309.9M|$6.5M|$3.3M|

| 2022|192|$285.0M|$5.7M|$2.8M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| ROLLINS FINANCIAL ADVISORS LLC|Other Service Provider|$11,159|—|$11,159|

| CHARLES SCHWAB & CO., INC.|Recordkeeper|$6,564|$79|$6,643|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [CHARLES SCHWAB & CO., INC.](https://planprovider.pro/provider/charles-schwab-and-co-inc) — Recordkeeper

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $17,802

- **Estimated Expense Ratio:** 0.005% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$18,768|$17,568|—|—|—|

| 2023|$9,961|$9,286|—|—|—|

| 2022|$9,053|$7,993|—|—|—|

## Similar Plans

- [Morgan Stanley Domestic Holdings, LLC](https://planprovider.pro/companies/morgan-stanley-domestic-holdings-inc-401k-plan) — 54,084 participants

- [Pentegra Services, INC](https://planprovider.pro/companies/pentegra-services-inc-401k-plan-006) — 9,164 participants

- [Blackrock, INC.](https://planprovider.pro/companies/blackrock-inc-401k-plan-001) — 8,882 participants

- [Nfp Corp.](https://planprovider.pro/companies/nfp-corp-401k-plan) — 6,644 participants

- [Ivyrehab Pt, Ot & Speech PLLC](https://planprovider.pro/companies/ivyrehab-pt-ot-speech-pllc-401k-plan) — 6,154 participants

- [Morgan Stanley Domestic Holdings, LLC](https://planprovider.pro/companies/morgan-stanley-domestic-holdings-inc-plan-001) — 5,609 participants

[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/baron-capital-inc-133107580-001)

© 2026 PlanProvider.Pro