# California Bank Of Commerce, N.A. 401(k) Plan
Source: https://planprovider.pro/companies/bank-of-southern-california-na-401k-plan

> California Bank Of Commerce, N.A.'s 401(k) plan: 191 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** California Bank Of Commerce, N.A.

- **Sponsor EIN:** 330956417

- **Sponsor Address:** 12265 EL CAMINO REAL, SAN DIEGO, CA, 92130

- **Plan Type:** 401(k)

- **Total Participants:** 191

- **Total Assets:** $18.2M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|191|$18.2M|$929,533|$2.0M|

| 2023|205|$15.9M|$929,835|$2.0M|

| 2022|205|$13.7M|$872,580|$1.9M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| KESTRA INVESTMENT SERVICES LLC|BROKER/ADVISOR|—|$22,085|$22,085|

| 3 38 INVESTMENT FIDUCIARIES INC|ADVISOR|$6,506|—|$6,506|

| TRUOG-RYDING COMPANY INC|TPA|$4,803|$797|$5,600|

| PENSION ASSURANCE LLP|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [PENSION ASSURANCE LLP](https://planprovider.pro/provider/pension-assurance-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $34,191

- **Estimated Expense Ratio:** 0.188% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$38,800|$32,487|$6,313|—|—|

| 2023|$74,931|$34,345|$6,784|—|—|

| 2022|$78,872|$16,191|—|—|$62,681|

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