# Bank Five Nine 401(k) Plan
Source: https://planprovider.pro/companies/bank-five-nine-401k-plan

> Bank Five Nine's 401(k) plan: 331 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Bank Five Nine

- **Sponsor EIN:** 390148000

- **Sponsor Address:** 155 W. WISCONSIN AVENUE, OCONOMOWOC, WI, 530665204

- **Plan Type:** 401(k)

- **Total Participants:** 331

- **Total Assets:** $36.0M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|331|$36.0M|$1.1M|$2.0M|

| 2023|320|$31.8M|$930,799|$1.8M|

| 2022|315|$24.1M|$965,796|$1.8M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| PRINCIPAL LIFE INSURANCE COMPANY|CONTRACT ADMINISTRATOR|$34,901|—|$34,901|

| LPL FINANCIAL LLC|INVESTMENT ADVISORY|—|$5,824|$5,824|

| WIPFLI LLP|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [LPL FINANCIAL LLC](https://planprovider.pro/provider/equitable) — INVESTMENT ADVISORY

- [WIPFLI LLP](https://planprovider.pro/provider/wipfli-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $40,725

- **Estimated Expense Ratio:** 0.113% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$148,207|—|$148,207|—|—|

| 2023|$80,071|—|$80,071|—|—|

| 2022|$19,273|—|—|—|—|

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