# Baker Donelson Bearman Caldwell & Berkowitz P.C. 401(k) Plan
Source: https://planprovider.pro/companies/baker-donelson-bearman-caldwell-berkowitz-p-c-401k-plan

> Baker Donelson Bearman Caldwell & Berkowitz P.C.'s 401(k) plan: 1,160 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Baker Donelson Bearman Caldwell & Berkowitz P.C.

- **Sponsor EIN:** 621047356

- **Sponsor Address:** 165 MADISON AVENUE 20TH FLOOR, MEMPHIS, TN, 38103

- **Plan Type:** 401(k)

- **Total Participants:** 1,160

- **Total Assets:** $627.6M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** Yes

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|1,160|$627.6M|$21.2M|$17.0M|

| 2023|1,089|$556.9M|$16.8M|$15.0M|

| 2022|1,031|$501.3M|$14.9M|$12.8M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| EUDAIMONIA ADVISORS LLC|SELF-DIRECTED INV. ADVIS|$66,596|—|$66,596|

| RFG ADVISORY LLC|SELF-DIRECTED INV. ADVIS|$42,621|—|$42,621|

| BURLEIGH CONSULTING GROUP|THIRD PARTY ADMINISTRATO|$37,250|—|$37,250|

| DELTA ASSET MANAGEMENT LLC|SELF-DIRECTED INV. ADVIS|$36,186|—|$36,186|

| BUCKINGHAM STRATEGIC PARTNERS|SELF-DIRECTED INV. ADVIS|$27,391|—|$27,391|

| ENVESTNET ASSET MANAGEMENT INC|SELF-DIRECTED INV. ADVIS|$25,256|—|$25,256|

| KINGSWOOD WEALTH ADVISORS LLC|SELF-DIRECTED INV. ADVIS|$25,097|—|$25,097|

| WAVERLY ADVISORS LLC|SELF-DIRECTED INV. ADVIS|$24,733|—|$24,733|

| BAY HARBOR WEALTH MANAGEMENT|SELF-DIRECTED INV. ADVIS|$18,964|—|$18,964|

| CAPITAL SOUTH WEALTH MANAGEMENT|SELF-DIRECTED INV. ADVIS|$15,791|—|$15,791|

| WADDELL & ASSOCIATES LLC|SELF-DIRECTED INV. ADVIS|$13,843|—|$13,843|

| LMCG INVESTMENTS LLC|SELF-DIRECTED INV. ADVIS|$13,354|—|$13,354|

| HOWARD CAPITAL MANGAEMENT INC|SELF-DIRECTED INV. ADVIS|$12,559|—|$12,559|

| CAP PARTNERS LLC|SELF-DIRECTED INV. ADVIS|$9,800|—|$9,800|

| LBMC INVESTMENT ADVISORS LLC|SELF-DIRECTED INV. ADVIS|$8,687|—|$8,687|

| EMPOWER ANNUITY INS. CO. OF AMERICA|RECORDKEEPER|$8,003|—|$8,003|

| PATTEN & PATTEN INC|SELF-DIRECTED INV. ADVIS|$7,481|—|$7,481|

| CAPITAL MGMT SERVICES INC.|SELF-DIRECTED INV. ADVIS|$6,735|—|$6,735|

| AXXCESS WEALTH MANAGEMENT LLC|SELF-DIRECTED INV. ADVIS|$6,093|—|$6,093|

| BAKER TILLY US LLP|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [BAKER TILLY US LLP](https://planprovider.pro/provider/baker-tilly-us-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $406,440

- **Estimated Expense Ratio:** 0.065% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$413,936|—|$37,250|—|—|

| 2023|$123,294|$69,645|$19|—|—|

| 2022|$235,281|$211,569|$9,758|—|$13,954|

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