# Baird & Warner, INC. 401(k) Plan
Source: https://planprovider.pro/companies/baird-warner-inc-401k-plan

> Baird & Warner, INC.'s 401(k) plan: 385 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Baird & Warner, INC.

- **Sponsor EIN:** 363916731

- **Sponsor Address:** 120 SOUTH LASALLE STREET, CHICAGO, IL, 60603

- **Plan Type:** 401(k)

- **Total Participants:** 385

- **Total Assets:** $45.1M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** Yes

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|385|$45.1M|$0|$2.7M|

| 2023|378|$42.0M|$15,208|$2.7M|

| 2022|428|$36.7M|$524,620|$2.8M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| FIDELITY INVESTMENTS INSTITUTIONAL|RECORDKEEPER|$37,772|—|$37,772|

| GALLAGHER FIDUCIARY ADVISORS LLC|ADVISOR|$29,848|—|$29,848|

| FGMK|ACCOUNTANT/AUDITOR|$10,000|—|$10,000|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [FIDELITY INVESTMENTS INSTITUTIONAL](https://planprovider.pro/provider/fidelity-investments) — RECORDKEEPER

- [GALLAGHER FIDUCIARY ADVISORS LLC](https://planprovider.pro/provider/arthur-j-gallagher-and-co) — ADVISOR

- [FGMK](https://planprovider.pro/provider/fgmk-llc) — ACCOUNTANT/AUDITOR

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $77,620

- **Estimated Expense Ratio:** 0.172% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$77,620|$29,848|—|$10,000|—|

| 2023|$66,934|$35,942|—|—|—|

| 2022|$59,536|—|—|—|—|

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[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/baird-warner-inc-401k-plan)

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