# Axos Financial, INC. 401(k) Plan
Source: https://planprovider.pro/companies/axos-financial-inc-401k-plan

> Axos Financial, INC.'s 401(k) plan: 1,683 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Axos Financial, INC.

- **Sponsor EIN:** 330867444

- **Sponsor Address:** 4350 LA JOLLA VILLAGE DRIVE, SAN DIEGO, CA, 921221244

- **Plan Type:** 401(k)

- **Total Participants:** 1,683

- **Total Assets:** $127.3M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|1,683|$127.3M|$4.0M|$14.0M|

| 2023|1,516|$92.9M|$4.0M|$11.5M|

| 2022|1,346|$65.2M|$3.6M|$9.7M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| PRINCIPAL LIFE INSURANCE COMPANY|CONTRACT ADMINISTRATOR|$242,521|—|$242,521|

| CAMBRIDGE INVESTMENT RESEARCH ADVIS|INVESTMENT ADVISORY|—|$42,500|$42,500|

| ASCENSUS|OTHER SERVICES|—|$6,045|$6,045|

| CBIZ CPAS P.C.|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [ASCENSUS](https://planprovider.pro/provider/ascensus-llc) — OTHER SERVICES

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $291,066

- **Estimated Expense Ratio:** 0.229% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$242,522|—|$242,522|—|—|

| 2023|$173,765|—|$173,765|—|—|

| 2022|$186,924|—|$186,924|—|—|

## Similar Plans

- [Mechanics Bank](https://planprovider.pro/companies/mechanics-bank-plan-001) — 1,484 participants

- [Pacific Premier Bank](https://planprovider.pro/companies/pacific-premier-bank-401k-plan) — 1,251 participants

- [Bank Of Hope](https://planprovider.pro/companies/bank-of-hope-401k-plan) — 1,213 participants

- [Cathay General Bancorp](https://planprovider.pro/companies/cathay-general-bancorp-401k-plan) — 1,184 participants

- [Tri-Counties Bank](https://planprovider.pro/companies/tri-counties-bank-401k-plan) — 1,163 participants

- [Cvb Financial Corp.](https://planprovider.pro/companies/cvb-financial-corp-plan) — 1,081 participants

[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/axos-financial-inc-401k-plan)

© 2026 PlanProvider.Pro